Compliance & Regulatory Information

ANTI-MONEY LAUNDERING (AML), KNOW YOUR CLIENT (KYC), AND COUNTER-TERRORIST FINANCING (CTF) POLICY

PUBLIC POLICY SUMMARY

BTCX Investment Ltd
Vancouver, British Columbia, Canada

Effective Date: March 2026

1. Regulatory Position

BTCX Investment Ltd (“BTCX”, “we”, “our”, or “the Company”) is a Canadian entity established in Vancouver, British Columbia.

BTCX maintains an Anti-Money Laundering and Anti-Terrorist Financing (“AML/ATF”) compliance framework designed in alignment with:

• the Proceeds of Crime (Money Laundering) and Terrorist Financing Act (PCMLTFA) and      associated Regulations;
• guidance issued by the Financial Transactions and Reports Analysis Centre of Canada (FINTRAC); and
• applicable Canadian criminal and sanctions legislation.

2. Current Status – No Active Operations

BTCX Investment Ltd is currently in a pre-operational, non-active status.

As of the date of this publication:

• No services are offered to the public
• No clients are onboarded or maintained
• No accounts are opened or administered
• No funds are received, held, transferred, or processed
• No transactions of any kind are executed or facilitated
• No payment systems or financial activity are active

BTCX does not currently conduct any activity that constitutes a reportable or regulated transaction under the PCMLTFA.

3. Compliance Framework (Pre-Implementation Phase)

BTCX has developed and is maintaining an internal AML/ATF compliance program in preparation for any future operational activities, where applicable.

The framework includes, among others:

• governance and oversight by designated responsible persons;
• risk assessment methodologies;
• client identification and verification procedures (KYC / KYB);
• transaction monitoring controls (for future implementation);
• recordkeeping procedures;
• reporting procedures aligned with FINTRAC requirements;
• sanctions and screening controls;
• staff training and awareness; and
• independent review mechanisms.

No component of this framework is currently applied to live client or transactional activity.

4. Future Regulatory Compliance

In the event that BTCX initiates activities that fall within the scope of the PCMLTFA or other applicable legislation, such activities will only be commenced after:

• completion of operational readiness;
• implementation of all required compliance controls; and
• alignment with applicable legal and regulatory requirements.

5. Technology and Third-Party Providers

BTCX may implement third-party technology solutions for identity verification, screening, monitoring, and compliance support in connection with future operations.

No such systems are currently used in connection with active clients or transactions.

6. Data Protection

BTCX will process personal information, where applicable in the future, in accordance with Canadian privacy laws, including the Personal Information Protection and Electronic Documents Act (PIPEDA).

No active personal data processing related to clients or transactions is currently undertaken.

7. Limitations

This document is a general informational summary of BTCX’s intended compliance framework.

It does not constitute:

• an offer of services;
• a representation that regulated activities are being conducted; or
• a complete description of internal policies and procedures.

8. Updates

This Policy Summary may be updated at any time to reflect changes in:

• regulatory requirements;
• Company status; or
• internal compliance frameworks.

9. Contact

BTCX Investment Ltd
Vancouver, British Columbia, Canada

Email: secretariat_@btcxinvestments.ca 

10. Regulatory Statement

BTCX Investment Ltd does not currently conduct operational activities that trigger active obligations under the PCMLTFA.

Any future activities will be conducted in accordance with applicable Canadian laws and FINTRAC requirements at the time such activities are initiated.

End of Public Policy Summary